Smarsh, CellTrust Deliver a WA District Public Schools’ Mobile Communications Compliance Program
https://efficientgov.com/blog/2019/03/12/smarsh-celltrust-deliver-a-wa-district-public-schools-mobile-communications-compliance-program/
CellTrust and Smarsh Help North Thurston Public Schools Empower Staff, Save Money and Minimize Risk
CellTrust and Smarsh Help North Thurston Public Schools Empower Staff, Save Money and Minimize Risk Capture and retention of text and chat messages required for potential public disclosure Scottsdale, Ariz. & Portland, Ore. – March 12, 2019 – CellTrust Corporation, a pioneer and global leader in enterprise mobile communications compliance enforcement, traceability and security, … Continue reading CellTrust and Smarsh Help North Thurston Public Schools Empower Staff, Save Money and Minimize Risk
Kestra Financial rolling out CellTrust’s client-texting platform to its advisors nationwide
An interview with Kevin Witt, Kestra Financial’s Senior Vice President and Chief Technology Officer As advisors are looking to more effectively communicate with their clients, advisor platforms that support them are coming to their aid. Kestra Financial, an industry-leading independent advisor platform, recently announced that they are offering CellTrust’s client-texting platform to all of their … Continue reading Kestra Financial rolling out CellTrust’s client-texting platform to its advisors nationwide
CELLTRUST SL2 SHORTLISTED FOR BEST VOICE AND MOBILE RECORDING SOLUTION 2019 BY REGTECH INSIGHT AWARDS
CellTrust’s flagship SL2 has just been shortlisted for Best Voice and Mobile Recording Solution 2019 by the RegTech Insight Awards! The shortlist was compiled by the RegTech Advisory Board and RegTech Insight editors. Considerations for the shortlist include: Depth of involvement in capital markets Relevance of a solution or service to a selected award … Continue reading CELLTRUST SL2 SHORTLISTED FOR BEST VOICE AND MOBILE RECORDING SOLUTION 2019 BY REGTECH INSIGHT AWARDS
Should Financial Planners Text with their Clients?
https://www.financial-planning.com/news/should-financial-planners-text-with-their-clients
Risk Alert re SMS/Texting and Instant Messaging from the SEC OCIE
On December 17th, the SEC released a Risk Alert that focused on procedures relating to electronic communications between advisors and clients. Based on a limited study, conducted by the SEC’s Office of Compliance Inspections and Examinations (“OCIE”), of RIAs and their communication practices, the findings are applicable to all firms that abide by the record-keeping … Continue reading Risk Alert re SMS/Texting and Instant Messaging from the SEC OCIE
Is the office telephone system obsolete?
In a growing wealth management practice one of the major expenses is provisioning software and hardware for new employees. Adding an employee can cost thousands in software and hardware (computer & phone) as well as time setting them up in various systems, and that doesn’t include the costs of upgrading software and hardware over time. … Continue reading Is the office telephone system obsolete?
Archiving made easy: Staying compliant across all modes of communication
One of the concerns that comes along with opening up various lines of communication between financial advisors and clients is, “How does it remain compliant?” With the plethora of communication options now available, monitoring and archiving everything is seemingly an impossible task. Even offering just one option – like SMS messaging – can reveal a … Continue reading Archiving made easy: Staying compliant across all modes of communication