On August 14, the US Securities and Exchange Commission (SEC), fined another twenty-six firms more than $390 Million combined for widespread recordkeeping failures   SEC investigators continue to uncover longstanding use of unapproved, off-channel communications within the financial services sector with widespread recordkeeping failures.   The SEC found that staff at the firms sent and … Continue reading Another twenty-six firms fined over $390 Million collectively for widespread recordkeeping failures →

WhatsApp users are expected to surpass 3 billion in June 2024 and while the SEC off channel communications sweep shows no sign of abating, FINRA is sharpening its focus on the use of unmonitored messaging apps. Maybe this is why, at the 2024 FINRA Annual Conference, the CellTrust team found that WhatsApp messaging compliance was a top … Continue reading The SEC, FINRA and over 3 billion WhatsApp users worldwide →

CellTrust SL2 Enterprise Capture and the Archive360 Unified Data Governance Platform integrate to capture, archive, and manage mobile communications data across the enterprise in accordance with legal, regulatory, and organizational policies.   Archive360 is a unified data governance company transforming how organizations identify, collect, manage and act on their data. Businesses and government agencies worldwide … Continue reading Archive360 joins CellTrust’s partner ecosystem with SL2 Enterprise Capture integration →

Without automatic capture and archiving, government staff are often left to decide what is or isn’t considered a federal record and are at liberty to delete government business related text and chat messages from their government issued mobile devices.   As widely reported in the press, a high ranking US Department of Homeland Security official … Continue reading Automated mobile communication record preservation for US federal government agencies →

CellTrust recently spoke with Rich Whalen, Vice President Technology Strategy & Execution, Equity Services Inc., and learned CellTrust SL2 has proved to be a strategic asset for Registered Representative and Adviser recruitment, client retention and new client acquisition.   When we first decided a compliant texting solution was non-negotiable and had to be a part … Continue reading CellTrust SL2™ has proved to be a strategic asset →

  CellTrust is changing the mobile capture paradigm While the regulatory technology to capture and archive mobile communication is well established, mobile messaging leak prevention, moderation, and gateway hold are not.   Organizations operating within highly regulated industries such as financial services, government and healthcare have long been required to implement robust policies and supervisory … Continue reading CELLTRUST INTRODUCES SL2 MODERATOR AI TO STOP DATA LEAKAGE AND RISKY MOBILE MESSAGES BEFORE THEY REACH CLIENTS →