The US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) order multiple financial institutions to pay penalties totaling $549 million today   The recordkeeping and supervision failures story continues today, with the SEC charging 11 Wall Street firms with penalties totaling $289 million and the CFTC ordering four large financial institutions … Continue reading RECORDKEEPING AND SUPERVISION FAILURES SWEEP CONTINUES →

Securing mobile communications while meeting regulatory recordkeeping doesn’t have to be a headache with SL2 and Microsoft Purview Data Lifecycle Management. You can securely capture and retain mobile communication data while lowering costs by bringing together an enterprise-grade SaaS mobile compliance platform and Microsoft’s unified data governance platform with built-in integrations. If your organization already … Continue reading RETHINK DATA CAPTURE AND RETENTION WHILE LOWERING COSTS WITH BUILT-IN INTEGRATIONS →

  CellTrust CEO, Sean Moshir explains how SL2 integrated with Microsoft Purview Data Lifecycle Management minimizes mobile communication regulatory compliance risks   SL2 is seamlessly integrated with Microsoft Teams, Microsoft Intune, and the Microsoft 365 E5 enterprise solution. Mobile communications data captured by SL2 are sent to Microsoft 365 E5 user mailboxes via the SL2 … Continue reading Sean explains SL2 with Microsoft Purview Data Lifecycle Management →

“Finance, ultimately, depends on trust. By failing to honor their recordkeeping and books-and records obligations, the market participants we have charged today failed to maintain that trust,” said SEC Chair Gary Gensler.   “Since the 1930s, such recordkeeping has been vital to preserve market integrity. As technology changes, it’s even more important that registrants appropriately … Continue reading Securities and Exchange Commission charges 16 wall street firms with widespread recordkeeping failures →

With the recent SEC inquiry into past and present mobile communication recordkeeping, everybody’s asking:   What’s happening with mobile compliance in wealth management?   Join us on Thursdays 1:30pm ET Beginning Thursday, September 15, 2022, CellTrust’s General Counsel Rebecca Ruegg and Chief Operating Officer Kevin Moshir will discuss what’s happening with mobile compliance across the … Continue reading MOBILE COMPLIANCE ROUNDTABLE →

Beginning August 16, every Tuesday at 1:30 pm Eastern Time, a CellTrust Solutions Engineer will host a weekly live event for our existing customers.   SL2 Time will be packed with the latest tips and feature updates for CellTrust customers with plenty of time for Q&A.   REGISTER HERE for SL2 Time the 30 minute live presentation … Continue reading SL2 TIME →

CellTrust today announced the availability of CellTrust SL2 SMB for mobile capture and recordkeeping on Microsoft AppSource, an online cloud marketplace providing tailored line-of-business solutions.   “We are thrilled to join the Microsoft AppSource partner ecosystem,” said Sean Moshir, CellTrust Chairman and CEO. “SL2 integrated with Microsoft Purview Data Lifecycle Management offers seamless enterprise level … Continue reading SL2 IS NOW AVAILABLE ON MICROSOFT APPSOURCE →

Click on the video link below to enjoy the video story or read the full case study produced by the talented Microsoft Customer Advocacy and Storytelling team!   As well, a big thanks goes out to Ryan Barke and the team at Visionary Wealth Advisors!   “The integration between Microsoft 365 and CellTrust, from a … Continue reading DISCOVER HOW VISIONARY WEALTH ADVISORS HELPS SAFEGUARD MOBILE COMMUNICATIONS WITH MICROSOFT PURVIEW DATA LIFECYCLE MANAGEMENT AND CELLTRUST SL2 →

Now you can manage Notes, Tasks, Calendar, Contacts, Files and PDFs within the SL2 app. SL2 Docs creates a shared virtual meeting space keeping team information in one place, making it easy for everyone to access.   Seamlessly integrated into CellTrust’s flagship SL2 app for mobile communication capture and compliance, SL2 Docs was designed specifically … Continue reading SL2 Docs™ Seamless, Compliant, Mobile Collaboration for Documents and Signatures →