CellTrust recently spoke with Rich Whalen, Vice President Technology Strategy & Execution, Equity Services Inc., and learned CellTrust SL2 has proved to be a strategic asset for Registered Representative and Adviser recruitment, client retention and new client acquisition. When we first decided a compliant texting solution was non-negotiable and had to be a part … Continue reading CellTrust SL2™ has proved to be a strategic asset
CellTrust is changing the mobile capture paradigm While the regulatory technology to capture and archive mobile communication is well established, mobile messaging leak prevention, moderation, and gateway hold are not. Organizations operating within highly regulated industries such as financial services, government and healthcare have long been required to implement robust policies and supervisory … Continue reading CELLTRUST INTRODUCES SL2 MODERATOR AI TO STOP DATA LEAKAGE AND RISKY MOBILE MESSAGES BEFORE THEY REACH CLIENTS
With decades of collective innovation within the security industry, CellTrust and Theta Lake are redefining secure mobile communications, capture and compliance with a native integration We’ve talked a lot recently about the intense regulatory scrutiny wealth management and other financial service organizations are currently facing with the growing use of mobile applications for business communications. … Continue reading SECURITY INDUSTRY LEADERS CELLTRUST AND THETA LAKE PARTNER WITH SECURE MOBILE COMMUNICATIONS, CAPTURE AND COMPLIANCE INTEGRATION
CellTrust was selected as the WINNER of the Mobile Communications Experts of the Year 2023 for the USA award.
The US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) order multiple financial institutions to pay penalties totaling $549 million today The recordkeeping and supervision failures story continues today, with the SEC charging 11 Wall Street firms with penalties totaling $289 million and the CFTC ordering four large financial institutions … Continue reading RECORDKEEPING AND SUPERVISION FAILURES SWEEP CONTINUES
Securing mobile communications while meeting regulatory recordkeeping doesn’t have to be a headache with SL2 and Microsoft Purview Data Lifecycle Management. You can securely capture and retain mobile communication data while lowering costs by bringing together an enterprise-grade SaaS mobile compliance platform and Microsoft’s unified data governance platform with built-in integrations. If your organization already … Continue reading RETHINK DATA CAPTURE AND RETENTION WHILE LOWERING COSTS WITH BUILT-IN INTEGRATIONS
CellTrust CEO, Sean Moshir explains how SL2 integrated with Microsoft Purview Data Lifecycle Management minimizes mobile communication regulatory compliance risks SL2 is seamlessly integrated with Microsoft Teams, Microsoft Intune, and the Microsoft 365 E5 enterprise solution. Mobile communications data captured by SL2 are sent to Microsoft 365 E5 user mailboxes via the SL2 … Continue reading Sean explains SL2 with Microsoft Purview Data Lifecycle Management
“Finance, ultimately, depends on trust. By failing to honor their recordkeeping and books-and records obligations, the market participants we have charged today failed to maintain that trust,” said SEC Chair Gary Gensler. “Since the 1930s, such recordkeeping has been vital to preserve market integrity. As technology changes, it’s even more important that registrants appropriately … Continue reading Securities and Exchange Commission charges 16 wall street firms with widespread recordkeeping failures
With the recent SEC inquiry into past and present mobile communication recordkeeping, everybody’s asking: What’s happening with mobile compliance in wealth management? Join us on Thursdays 1:30pm ET Beginning Thursday, September 15, 2022, CellTrust’s General Counsel Rebecca Ruegg and Chief Operating Officer Kevin Moshir will discuss what’s happening with mobile compliance across the … Continue reading MOBILE COMPLIANCE ROUNDTABLE